Frequently Asked Questions

Who do you serve?

The clients who thrive most in working with me are those who value the peace of mind that comes from partnering with an experienced wealth planner. They appreciate a holistic approach to financial planning, understand the importance of long-term discipline, and avoid the temptation of chasing short-term market movements.

They have confidence in time-tested investment principles, trust a structured planning process, and value the insights provided by industry-leading planning software and sophisticated reporting analytics. Rather than reacting to market noise, they focus on building and preserving wealth through thoughtful, personalized strategies designed to help them achieve their long-term financial goals with confidence.

Do I have enough to start the conversation?

While I do not have an asset minimum the quarterly minimum fee is $750.

What is Prospera Capital Management?

Prospera Capital Management is a Registered Investment Advisor (RIA) regulated by the U.S. Securities and Exchange Commission (SEC). Our firm is built on a foundation of delivering exceptional client service while providing the flexibility to tailor strategies to each client's unique financial goals. Today, our team is comprised of four highly experienced wealth advisors who are dedicated to building lasting relationships and helping clients navigate every stage of their financial journey.

How are you regulated?

I provide investment advisory services through Prospera Capital Management, a Registered Investment Adviser (RIA) regulated by the U.S. Securities and Exchange Commission (SEC).

To learn more about our firm, you can review our Form ADV Part 2A, firm brochure, and other regulatory disclosures below.

SEC Firm Page

ADV

Disclosure

What are your fees?

I believe in reasonable fees, keeping more wealth in your portfolio.

First $5 million .30%

$5M- $10M .20%

$10M- $25M .10%

$25M and up .05%

I do aggregate fees among family members.

Minimum Quarterly fee is $750 and maximum is $25,000.

To put this into context the industry average fee is around 1% and up. I desire to provide a boutique advisory firm feel with at scale pricing. My goal is to keep more money in your portfolio while providing world class advice.

I am fee only, no hidden fees, commissions or contracts locking you in.

How do you keep my information secure?

Protecting your personal information and financial security is one of my highest priorities. Clients have access to a secure document vault for the safe exchange and storage of sensitive financial documents. I partner with trusted custodians that are committed to safeguarding your assets and follow established industry best practices to help protect your information and maintain the security of your accounts.